Finance & Investment
Investment Advisory Agreement
Agreement between an investment advisor and client establishing advisory relationship, fees, and fiduciary duties. Two signers (advisor and client).
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# Investment Advisory Agreement **Effective Date:** ___________ This Investment Advisory Agreement ("Agreement") is entered into by and between: **Investment Advisor:** ___________ ("Advisor") **Advisor Firm:** ___________ **CRD/IARD Number:** ___________ **Client:** ___________ ("Client") ## 1. Appointment of Advisor The Client hereby appoints the Advisor to act as investment advisor with respect to certain assets and accounts as described herein. The Advisor accepts such appointment and agrees to provide investment advisory services in accordance with this Agreement. ## 2. Scope of Services **Service Type:** ___________ The Advisor shall provide the following services: ___________ **Account Type:** ___________ **Investment Authority:** ___________ ## 3. Investment Objectives and Risk Tolerance **Primary Investment Objective:** ___________ **Risk Tolerance:** ___________ **Investment Time Horizon:** ___________ **Approximate Portfolio Value:** $___________
Fields (25)
effective date
date · required
advisor name
text · required
advisor firm
text · required
crd number
text · required
client name
text · required
service type
select · required
services description
textarea · required
account type
select · required
investment authority
select · required
investment objective
select · required
risk tolerance
select · required
time horizon
select · required
portfolio value
text · required
fee structure
select · required
fee rate
text · required
billing frequency
select · required
minimum account
text · required
custodian
text · required
conflicts disclosure
textarea · required
proxy voting
select · required
initial term
select · required
termination notice
select · required
governing state
select · required
advisor signer name
text · required
client signer name
text · required
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